Fix the Senate II: Integrate
One way to address the absurdly disproportionate representation of the US Senate is to take it as a challenge, rather than a problem. The broken Senate does not in fact represent some kind of “wisdom of the Founders”. They knew it was a mess. Here is Alexander Hamilton (as recorded by James Madison), opining presciently:
Another destructive ingredient in the plan, is that equality of suffrage which is so much desired by the small States. It is not in human nature that Va. & the large States should consent to it, or if they did that they shd. long abide by it. It shocks too much the ideas of Justice, and every human feeling. Bad principles in a Govt. tho slow are sure in their operation, and will gradually destroy it.
States were given equal Senate representation despite vast differences in population because the ratification of the Constitution required smaller states to sign on, and without this concession they would not. There was not much pretense of principle in the thing. It was a politically necessary compromise.
Nevertheless, in the spirit of lemons to lemonade, let’s suppose there could be some virtue in the arrangement. What might it be? Well, the disproportionality of representation is only harmful to the degree that smaller states as a group have interests at variance with larger states. The political party whose power currently depends upon the Constitution’s several disproportionalities has taken to a rhetoric of the “left behind”. If one wanted to impute wisdom to what in fact was crass compromise, one might argue that the purpose of the Senate’s “equal Suffrage” of states is to make sure that smaller political subunits, which are individually less influential, could not as a group simply be ignored or left behind by the centers of population and industry. That comes to “shock…the ideas of Justice” only when there are stark divergences in values and interest between political subunits sorted along the dimension of population size. If voters in small states (as a group) behaved similarly to voters in big states, the Senate’s disproportionate enfranchisement of small states wouldn’t matter. There shouldn’t be two Americas, one predominant in small states, another in big states, whose values and interests sharply differ. Our fortunes should rise and fall together. When the states’ equal Suffrage in the Senate is a live issue, it means that we have failed, as a country, to integrate.
As a practical matter, how could we cure this divergence between the interests of small states (as a group) and larger states? Two approaches are obvious. The simplest but not sweetest approach is to simply augment the existing group of small states with new states whose values and interests would make the full complement more closely resemble big states. Under contemporary partisanship, if we make a city-state of Washington DC, the mostly Republican politics of small states as a group would shift a bit towards Democrats, because the urban density that would characterize this new state is a key predictor of Democratic vs Republican politics. If Puerto Rico were made a state, the ethnoracial demographics of small states as a group would come to resemble larger states and the nation as a whole more closely. [*]
Diluting away the differences between smaller states and larger states is a straightforward approach to remedying the Senate’s legitimacy crisis, but it is also an ugly way. It leaves citizens of current smaller states understandably cynical that beneath all the high-minded talk of proportionate enfranchisement, the goal is simply to override their interests in a sphere where they happen to have an advantage. Statehood for DC and Puerto Rico are just causes on their own terms. Regardless of their partisan inclinations, the populations of those territories ought not be disenfranchised. But gerrymandering (or degerrymandering) the Senate for partisan advantage is zero-sum hardball politics. I’ll take it if the alternative is the other guy’s hardball bonks me on the head. But I’d prefer other ways.
A better, but slower and harder, way of addressing the Senate’s legitimacy crisis is to address the causes of the divergence of interest between small and large states that leads to divergent and extreme partisanship. Strong predictors of US partisanship now include urban versus rural, more versus less formal education, less versus more religious, nonwhite versus nwhite, young versus old, and female versus male. Controlling for these other factors, “poor” versus “rich” is not, I think, a reliable predictor of party identity in the United States. (Am I wrong?) That strikes me as extraordinary in a country where one party still gets coded “left” and the other “right”. Furthermore, at the state rather than individual level, affluence (in per-capita GDP terms) correlates with Democratic rather than Republican party identification, and smaller states are likely to be poorer. The Senate does, in this sense, overrepresent Republicans as the left-behind.
There are lots of ways that groups of states could diverge from one another, but if we are interested in addressing the Senate’s legitimacy crisis, we should want to encourage smaller and larger states to become more alike along these dimensions that become entrenched in partisan politics.
Robert Manduca has a wonderful essay on “place-conscious” policy. “Help people, not places” is an econowonk catchphrase that is finally, fortunately, finding its way to the rubbish heap. For most people, the costs of relocation are high. Humans are not like the atomic individuals economists commonly model. That academics and career-driven professionals are geographically mobile renders them an exception they too often mistake for normal, or impose as a norm. You cannot help most people independently of the places and communities to which they belong. To require geographic mobility — interneighborhood, let alone interstate — is to impose harm upon the lived communities that substitute for capital among all but the most affluent classes. If your values, like mine, are liberal, you cannot help but want to enable geographic mobility. To be sure, the space between “require” and “enable, between coerced and voluntary, is always a spectrum, a continuum, a slippery slope. Still, we should strive to create a world in which, for most people, staying where you’re from is a fine option, but it’s easy to go elsewhere too. And (contentiously when you think about it this way) we should strive to bring more people into the affluent classes, so that people need to rely less upon particular relationships for risk management, so that the freedom whose flip side is rootlessness becomes less harmful.
We should want poorer states to become richer, in per-capita terms, and the divergence of prosperity across states to decline. Just as the law in its majesty forbids rich and poor alike to sleep under bridges, liberalism in its majesty enables rich and poor alike to uproot themselves and choose their own communities and lifestyles. If Mississippi were as prosperous as California, a greater share of citizens in Mississippi would become more “liberal” in the simple sense of valuing choices that liberals value. But those choices mean little to those who cannot exercise them, because they are not rich enough, or because they are relied upon by others who cannot afford to depend solely on the market for support. There are lots of policies that could help to equalize prosperity across places, including a UBI (whose level, importantly, would not vary by local cost of living), a high Federal minimum wage; and airline reregulation that prioritizes universal service at similar rates, rather than “efficiency” and cheap fares for the most competitive markets.
Smaller states are disproportionately rural and low density, while larger states are disproportionately urban and high density, contributing to (or at least predicting) their partisan tilt. Every state of the union has cities, though. Adopting policies that encourage development and growth of smaller and midsize cities, perhaps at the population expense of contemporary superstar cities in high population states, would help bridge the partisan divide. The experience of the pandemic, and the normalization of remote work, may go some way towards this result even without new policy. Matt Yglesias points out that (absent some subsidy through policy), refugees from superstar cities are more likely to move towards places with a low cost of living and nice weather or tourist amenities than they are to the struggling post-industrial cities that policymakers often seek to “revive”. But from the perspective of integrating small and large states, that’s probably okay. Nice weather and tourist amenities are much less concentrated in high population states than superstar cities are, and smaller states tend to be cheaper to live in. Tesla and Oracle are huffily relocating their headquarters from California to Texas, and some Silicon Valley VCs are making a big show of migrating to Miami. The irony is that while principals and VCs are looking for red-state amenities — lower taxes and lighter regulation — they will carry with them large workforces of educated professionals, who are likely to shift the political cultures of their new homes blue. The result will probably be more “purple states”, which are great for national cohesion. But it would be even better if this tech exodus to red, cheap states alit on smaller, warm states like coastal Mississippi, or tourism havens like Maine, Montana, Idaho, and Utah, to develop new headquarters. Wyoming has tailored a regulatory environment friendly to blockchain fintech, but that seems to have drawn corporate domiciles more than human enterprise so far. Wyoming is beautiful! Go forth, my cryptolibertarian friends, and actually build your cryptoutopia there! Smaller, poorer states are friendlier to new development than more crowded and prosperous states, and several have stunning places not as resort-famous. The Dakotas, Arkansas, West Virginia are all great candidates to develop de novo tech hubs attractive to megacity refugees. Small-state cities are also great candidates for diversifying the geographic footprint of the Federal government. Conversely, we should think about ways of strengthening (perhaps subsidizing) rural small towns. That would both diminish the prosperity gap between smaller more rural states and large states, and it would revitalize rural areas in big states, decreasing the urbanization gap from the other direction.
Educational “attainment” tends to distinguish smaller states from large. Noah Smith has argued that non-“elite” colleges and universities could be key nuclei for revitalizing rural parts of the United States. Smith emphasizes the stimulative effect of university research rather than teaching, pointing out that undergraduates often move away after graduation. But I don’t think that’s so true of less elite institutions. The United States’ community college system is a tremendously underrated asset that could help bridge a wide variety of social divides. If we allowed community colleges to earn accreditation to confer four-year degrees, they could do a tremendous amount to overcome education polarization, working within more geographically rooted communities. A Federal program aimed at expanding the scope and reach of community colleges (which could and should be made tuition free) would be popular throughout the country. On both cultural and local-economic grounds, supporting community colleges is more broadly acceptable than supporting flagship state research universities (or elite private higher ed). Small state Senators would I think support a community college expansion, particularly if it included some targeting towards places where the share of college graduates is low. The net effect of such a program would be to reduce the polarization of educational attainment between small states and large.
Ethnoracial and religious polarization are harder to address, because the legitimacy of policy that directly targets these “identities” is contentious in the United States. Policies like those described above would, I think, also encourage demographic convergence. If we did want to tackle demographics more directly, I still think “neoliberal desegregation” might be a good idea.
This post has become a laundry list of policy suggestions. But let’s pull back again to the big picture. The design of the United States Senate means that, if there are systematic divergences of values and interest between small and large states, the nation will be subject to legitimacy crises. On the one hand, the remarkably disproportionate influence of smaller states in the Senate makes a mockery of one-person, one-vote democracy. On the other hand, the authors of our Constitutional adopted this framework eyes-wide-open, precisely because small states would not consent to joining a union in which their voices would be consistently overwhelmed. Altering the “equal Suffrage” of states in the Senate is foreclosed even by Constitutional amendment. The only way to mitigate this tendency towards corrosive crisis is to ensure that differences of interest between larger and smaller states are generally modest. When, as now, those differences become large, the stability of the nation requires that they be addressed. One way they could be addressed is by adding states, small states whose values and interests are like existing big states, or big states whose values and interests resemble existing small states. But that’s a bit ugly, as it seeks national comity by overriding the preferences of existing states, diluting them into a country where they might “democratically” be ignored. Alternatively, there are policies, including place-based economic development, support for midsize cities and small-towns, and expansion of community education, that might be welcomed in states large and small, while reducing the divergences that threaten the democratic character of our union. We should pursue such policies aggressively.
[*] However, I don’t think it’s remotely clear that Puerto Rico would favor Democrats. Two out of the last three of the island’s non-voting House delegates identified as Republican, and education polarization would place the island squarely among the red states. Statehood for Puerto Rico would be good for the US in part because Republicans would contend for it, and would be a better party for having to contend for it.
Note: I accidentally hit publish while I was still editing this piece, then reverted it to draft status. If you happened to see the version I let briefly slip, there’ve been more and more substantial changes than I’d usually allow without an “update history”. The intended “final” publication time was 9:28 EST / 6:18 PST on February 2, 2021.
Andrew Gelman’s Red State, Blue State (3d ed. 2009) while slightly old suggests you are somewhat wrong about the predictors of party affiliation. At high and low incomes, income dominates all other predictors in his data.
February 3rd, 2021 at 10:38 am PST
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Good food for thought. I especially like the commentary on mobility. Good, constructive essay as usual…
February 5th, 2021 at 5:11 pm PST
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The irony is that while principals and VCs are looking for red-state amenities — lower taxes and lighter regulation — they will carry with them large workforces of educated professionals, who are likely to shift the political cultures of their new homes blue. The result will probably be more “purple states”, which are great for national cohesion.
I’m not so sure that’s true. These new Democratic professionals will move to large cities like Austin and Miami which are already blue anyway. The main divide isn’t between states but urban/rural. It would be more true to say that the states would have pretty equal proportions of red & blue, but not that they would be purple, because people will not in any meaningful way be mixed or blended. So I’m not sure that this would be good for national cohesion.
February 7th, 2021 at 5:36 am PST
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